Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Prescott is a financial advisor at Raymond James Financial Services, Inc. with 25 years of experience in the financial services industry. Holly is registered with FINRA and the state of Tennessee and holds the Series 6, Series 7 and Series 63 licenses. Holly was previously registered with SunTrust Securities, Inc., AmSouth Investment Services, Inc., and Invest Financial Corporation. Holly is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
08/27/2003 - Present
Raymond James Financial Services, Inc. (Murfreesboro TN)
GA
05/21/2001 - 08/29/2003
SUNTRUST SECURITIES, INC. (ATLANTA GA)
AL
02/14/2000 - 12/15/2000
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
10/28/1997 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
BC
Issued 12/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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