Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly P. Peritz is a financial advisor with J.P. Morgan Securities LLC in Richardson, TX. Holly has been in the financial services industry since 1990. Holly has experience providing financial advice to individuals, corporations and institutional clients, and has also been a supervisor and principal. Holly is registered to offer securities and investment advisory services in all 50 states and the District of Columbia. Holly has a Series 65 (Uniform Investment Adviser Law Examination) license, Series 63 (Uniform Securities Agent State Law Examination) license, and Series 7 (General Securities Representative Examination) license. Holly has also passed the Series 9, Series 10, and Series 24 examinations. Holly previously worked for Southwest Securities, Inc., SWS Financial Services, Inc. and 1st Global Capital Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
08/13/2018 - Present
J.p. Morgan Securities LLC (Richardson TX)
TX
07/22/2016 - 08/01/2018
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
02/02/2005 - 08/04/2015
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
09/13/2004 - 08/04/2015
SWS FINANCIAL SERVICES, INC. (DALLAS TX)
TX
07/12/1996 - 10/21/2004
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
03/20/1990 - 06/10/1996
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
IA
Issued 03/16/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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