Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Nichols is a financial advisor with Wealthpenn.comllc, a firm that manages over $1 trillion in assets. Holly has been in the financial services industry since 1987 and has experience working with individuals, families, businesses, and institutions. Holly holds multiple licenses and certifications, including the Series 7, Series 66, and Certified Financial Planner. Holly is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
LA
10/29/2019 - Present
Wealthpenn.comllc (New Orleans LA)
LA
10/01/2008 - 10/28/2019
J.P. MORGAN SECURITIES LLC (NEW ORLEANS LA)
LA
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW ORLEANS LA)
LA
10/11/2002 - 07/01/2006
BANC ONE SECURITIES CORPORATION (NEW ORLEANS LA)
LA
02/28/2002 - 09/30/2002
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
LA
11/02/1988 - 02/22/2002
HIBERNIA INVESTMENTS, L.L.C. (NEW ORLEANS LA)
NA
07/21/1987 - 04/09/1988
MORGAN KEEGAN & COMPANY, INC.
BOTH
Issued 11/13/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/24/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/15/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 7/12/1989
Series 4 - Registered Options Principal Examination
BC
Issued 5/9/1989
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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