Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Newman Kroft is a registered investment advisor representative with Neuberger Berman BD LLC, and has been in the industry since January 1, 2000. Holly is registered in 45 states and has been with Neuberger Berman since May 2005. Holly is also registered as an investment advisor representative in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/29/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
IL
08/05/2003 - 11/29/2004
AON SECURITIES CORPORATION (CHICAGO IL)
FL
01/03/2002 - 02/19/2003
COMMUNICATIONS EQUITY ASSOCIATES, LLC (TAMPA FL)
NY
08/03/1999 - 03/05/2001
GLEACHER & CO. LLC (NEW YORK NY)
CO
03/27/1998 - 07/16/1999
DANIELS & ASSOCIATES, L.P. (DENVER CO)
BOTH
Issued 02/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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