Unclaimed
Holly Neville is a registered representative with J.P. MORGAN SECURITIES LLC in Columbus, OH. Holly has been in the industry since May 2014. Holly is licensed to provide investment advice in both Ohio and Texas. She is registered with the following securities regulators: FINRA, state of Texas, and state of Ohio. Holly holds Series 6, 7, 9, 10, 66, and SIE licenses. Holly is also a registered investment advisor representative. Holly has a wide range of experience in the financial industry, including providing financial planning and portfolio management for individuals and businesses. Holly is committed to providing her clients with personalized service and comprehensive financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
01/19/2018 - Present
J.p. Morgan Securities LLC (Columbus OH)
BOTH
Issued 12/4/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/7/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/26/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 5/23/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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