Unclaimed
Holly McGilly is a financial advisor at Rabo Securities USA, Inc. in New York City. Holly has been in the securities industry since 2013 and is registered with both FINRA and the state of New York. Previously, Holly worked as a financial advisor at Edward Jones in St. Louis, Missouri. Holly holds the Series 7, Series 63, Series 66, and Series 24 licenses. She also holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/19/2018 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
MO
07/12/2017 - 01/23/2018
EDWARD JONES (ST LOUIS MO)
MO
03/28/2013 - 07/11/2017
SCOTTRADE, INC. (ST LOUIS MO)
BOTH
Issued 09/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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