Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Van wagner is an investment advisor representative for UBS Financial Services Inc. with over 17 years of experience in the industry. Holly is registered to offer securities products and investment advisory services in 27 states and has successfully passed several exams including the Series 7, Series 63, Series 66 and the SIE. Holly has prior experience with Morgan Stanley, UBS Financial Services Inc. and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
05/08/2020 - Present
UBS Financial Services Inc. (JACKSONVILLE FL)
NY
02/06/2017 - 06/19/2018
MORGAN STANLEY (JERICHO NY)
NY
06/16/2008 - 02/15/2017
UBS FINANCIAL SERVICES INC. (JERICHO NY)
NY
11/14/2001 - 06/27/2008
CITIGROUP GLOBAL MARKETS INC. (MANHASSET NY)
BOTH
Issued 05/07/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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