Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Lynn Hughes is a financial professional with over 12 years of experience in the industry. Holly currently works at Equitable Distributors, LLC and is registered in New Jersey. Her expertise includes investment company products, variable contracts, and corporate securities. Holly holds Series 6, 62, 63, 26, 6TO, and SIE licenses. Prior to joining Equitable Distributors, LLC, Holly worked at SC Distributors, LLC and AXA Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/12/2021 - Present
Equitable Distributors, LLC (Charlotte NC)
CA
11/01/2010 - 11/01/2011
SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)
NC
07/19/2000 - 10/15/2010
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
BC
Issued 04/06/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/12/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/26/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2010
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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