Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Lam is a financial advisor at J.P. Morgan Securities LLC in San Francisco, CA. Holly has been in the industry since 2001 and has a wide range of experience in the financial services industry. Holly holds several licenses and certifications, including Series 7, 9, 10, 23, 24, and 63. Prior to joining J.P. Morgan Securities LLC, Holly worked at First Republic Securities Company, LLC, Scenic Advisement, Victory Capital Advisors, Inc., RS Funds Distributor LLC, Wells Fargo Funds Distributor, LLC, and Charles Schwab & Co., Inc. Holly is a highly experienced and knowledgeable financial advisor who can help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
09/29/2023 - Present
J.p. Morgan Securities LLC (San Francisco CA)
CA
07/24/2018 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (San Francisco CA)
CA
09/25/2017 - 07/25/2018
SCENIC ADVISEMENT (SAN FRANCISCO CA)
CA
08/03/2016 - 09/15/2017
VICTORY CAPITAL ADVISERS, INC. (San Francisco CA)
CA
10/21/2014 - 09/02/2016
RS FUNDS DISTRIBUTOR LLC (SAN FRANCISCO CA)
NC
10/04/2006 - 10/14/2014
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
TX
03/26/2001 - 09/21/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 04/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/31/2008
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 05/17/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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