Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly L. Hovsepian is a financial professional with over 20 years of experience in the industry. Holly is currently registered with Wells Fargo Clearing Services, LLC in St. Louis, Missouri and has been with the firm since 2021. Prior to her current role, Holly was a financial advisor at Wells Fargo Clearing Services, LLC in Charlotte, North Carolina. Holly has held previous positions at Vanguard Marketing Corporation, Hewitt Financial Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Ameriprise Financial Services, Inc., TIAA-CREF Individual & Institutional Services, LLC, Wachovia Securities, LLC, Banc of America Investment Services, Inc., Morgan Stanley DW Inc., CIBC Oppenheimer Corp., Dean Witter Reynolds Inc., and Fortis Investors, Inc.. Holly is a Series 6, 7, and 63 licensed advisor and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
07/08/2021 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
11/09/2016 - 08/21/2020
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
11/01/2013 - 12/22/2015
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NC
01/22/2013 - 09/03/2013
HEWITT FINANCIAL SERVICES LLC (CHARLOTTE NC)
NC
10/23/2009 - 07/03/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
10/17/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
10/26/2007 - 06/03/2008
AMERIPRISE FINANCIAL SERVICES, INC. (CORNELIUS NC)
NC
01/14/2005 - 06/12/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
MO
06/20/2003 - 11/22/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MA
02/22/2002 - 04/04/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
03/04/1998 - 12/18/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/14/1998 - 02/26/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
12/20/1996 - 12/23/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
10/06/1995 - 01/12/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
BC
Issued 09/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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