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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Kristen Peterson-hall has been in the financial services industry since 1997 and is currently a registered representative at Ameriprise Financial Services, LLC. Previously, Holly Kristen Peterson-hall worked at Ameriprise Advisor Services, Inc. and SunAmerica Securities, Inc. Holly Kristen Peterson-hall holds Series 7, 9, 10, 14, 24, 31, and 63 securities licenses. She is also registered as an Investment Advisor Representative in California. Holly Kristen Peterson-hall has a specialization in asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
08/21/2012 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
AZ
03/18/1999 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SCOTTSDALE AZ)
AZ
09/03/1997 - 02/17/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 09/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2005
Series 14 - Compliance Officer Examination
BC
Issued 01/04/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/10/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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