Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Marks is a financial advisor with Raymond James & Associates, Inc., in Greenwood, Indiana. Holly has been working in the financial services industry since 2003. Holly holds Series 7, 9, 10, 63, and 65 licenses. Raymond James & Associates, Inc. provides a range of financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/26/2010 - Present
Raymond James & Associates, Inc. (Greenwood IN)
IN
10/22/2007 - 07/21/2010
MORGAN KEEGAN & COMPANY, INC. (INDIANAPOLIS IN)
IN
04/26/2007 - 10/19/2007
NATCITY INVESTMENTS, INC. (BEECH GROVE IN)
IN
09/19/2003 - 04/12/2007
CITIGROUP GLOBAL MARKETS INC. (INDIANAPOLIS IN)
IA
Issued 10/02/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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