Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly jo? Claim Your ProfileHolly Jo Ann Shaw is a financial professional with experience in the industry. Holly Jo Ann Shaw holds Series 6, 7TO, and 63 licenses. She is currently registered with Prudential Annuities Distributors, Inc. in Shelton, CT. Prior to this role, Holly Jo Ann Shaw was registered with PRUCO SECURITIES, LLC. in Minneapolis, MN. Holly Jo Ann Shaw has been in the industry since February 2, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/21/2023 - Present
Prudential Annuities Distributors, Inc. (Shelton CT)
MN
01/30/2017 - 08/16/2023
PRUCO SECURITIES, LLC. (Minneapolis MN)
IA
Issued 04/30/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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