Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Thompson is a registered representative with MML Investors Services, LLC, a broker-dealer, and investment advisor. Holly has been in the securities industry since December 4, 2000. She is licensed in 53 states and the District of Columbia. Holly has passed the Series 63, Series 24, Series 52TO, SIE, and Series 7 exams. She is a general securities representative and a principal. She is also registered with FINRA. Holly's previous employers include LAIDLAW & COMPANY (UK) LTD. and SANDS BROTHERS & CO., LTD..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
11/29/2017 - Present
MML Investors Services, LLC (Pleasanton CA)
CA
08/23/2004 - 11/09/2017
LAIDLAW & COMPANY (UK) LTD. (SAN FRANCISCO CA)
NY
11/16/2000 - 08/23/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BC
Issued 01/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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