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Holly Harben Swan

Allspring Funds Management, LLC

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About Holly Harben Swan

Holly Harben Swan is a registered representative with Allspring Funds Management, LLC in Boston, Massachusetts. Holly has been in the industry since January 10, 2019. Holly holds the Series 7, SIE, and Series 66 licenses. Prior to joining Allspring Funds Management, LLC, Holly was employed by Morgan Stanley Distribution, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Holly is also a board member of Brighter Boston, Inc. Allspring Funds Management, LLC is an investment advisor with over $300 billion in assets under management. The firm offers portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles.

Firm Information

Holly Swan is currently registered with Allspring Funds Management, LLC. Allspring Funds Management, LLC is a Charlotte, NC-based investment advisor with $300,798,686,558 in regulatory assets under management. The firm provides portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also offer selection of other advisers. Allspring Funds Management, LLC has 57 registered representatives, 2 investment advisory functions and serves clients including corporations or other businesses, individuals other than high net worth, high net worth individuals, and pooled investment vehicles. They participate in wrap fee programs.
Allspring Funds Management, LLC

1415 VANTAGE PARK DRIVE

CHARLOTTE, NC 28203

$300.80B

Assets Under Management

20

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Holly Swan’s Registration & Firm History

MA

11/21/2024 - Present

Allspring Funds Management, LLC (Boston MA)

MA

06/10/2022 - 09/16/2022

MORGAN STANLEY DISTRIBUTION, INC. (Boston MA)

MA

11/20/2018 - 04/18/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)

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Licenses & Designations

BOTH

Issued 03/04/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/21/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Holly Harben Swan.
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