Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Kogan is a financial advisor with Wells Fargo Clearing Services, LLC. Holly has been in the financial services industry since 2004 and has been registered with FINRA since 2013. Holly is licensed to provide financial advice in 39 states. Holly's current registrations include Series 7 and 63 licenses. Holly specializes in providing investment consulting services to both institutional and individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
04/07/2017 - Present
Wells Fargo Clearing Services, LLC (SUMMIT NJ)
NJ
05/01/2008 - 06/24/2008
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NJ
08/21/2007 - 02/21/2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED (FLORHAM PARK NJ)
NJ
09/30/2004 - 08/21/2007
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
05/12/2004 - 06/02/2004
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
NJ
11/14/2003 - 03/16/2004
SLOAN SECURITIES CORP. (ENGLEWOOD CLIFFS NJ)
NY
03/27/2002 - 03/18/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
11/23/1998 - 05/21/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
MD
04/21/1998 - 11/09/1998
LOMBARD SECURITIES INCORPORATED (BALTIMORE MD)
PA
01/24/1991 - 09/09/1991
CIGNA SECURITIES, INC. (RADNOR PA)
NA
04/21/1989 - 03/14/1990
MARINE MIDLAND CAPITAL MARKETS CORP.
NA
03/22/1988 - 06/01/1988
GLICKENHAUS & CO.
BC
Issued 01/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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