Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly E. Dito is a financial professional with over 30 years of experience in the industry. Holly is currently registered with Pershing LLC and is active in both New Jersey and New York. Holly has a broad range of experience with a variety of firms including National Financial Services LLC, Thomas James Associates, Inc., and Citicorp Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/19/2008 - Present
Pershing LLC (NEW YORK NY)
NJ
05/06/2016 - 01/14/2022
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
NJ
09/27/1996 - 04/11/2008
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
11/29/1994 - 09/03/1996
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
11/09/1993 - 12/21/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
06/15/1992 - 11/05/1993
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
10/08/1991 - 04/25/1992
RYAN, BECK & CO. (FLORHAM PARK NJ)
IA
Issued 12/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/1995
Series 24 - General Securities Principal Examination
BC
Issued 07/09/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/04/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/07/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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