linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Holly Barrett Stewart

Scotia Capital (usa) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Holly? Claim Your Profile

About Holly Barrett Stewart

Holly Stewart is a financial advisor registered with Scotia Capital (usa) Inc. Holly's primary office location is in HOUSTON, TX. Holly has been in the securities industry since 2004. Holly has passed a number of professional exams including Series 63, Series 7, Series 24, and Series 86/87. Previously, Holly has worked at HOWARD WEIL INCORPORATED and TUDOR, PICKERING, HOLT & CO. SECURITIES, INC..

Firm Information

Holly Stewart is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Holly Stewart’s Registration & Firm History

TX

11/01/2012 - Present

Scotia Capital (usa) Inc. (HOUSTON TX)

TX

03/12/2008 - 11/01/2012

HOWARD WEIL INCORPORATED (HOUSTON TX)

TX

03/13/2007 - 03/04/2008

TUDOR, PICKERING, HOLT & CO. SECURITIES, INC. (HOUSTON TX)

TX

08/02/2004 - 03/01/2007

HOWARD WEIL INCORPORATED (HOUSTON TX)

Not sure if Holly Barrett Stewart is right for you?

Licenses & Designations

BC

Issued 09/01/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/18/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/12/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/30/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Holly Barrett Stewart.
Not sure if Holly Barrett Stewart is right for you?