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Holly Ann Weatherston

Raymond James Financial Services, Inc.

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About Holly Ann Weatherston

Holly Ann Weatherston is a registered representative with Raymond James Financial Services, Inc. Holly has been in the securities industry since 2015. Her primary location is Idaho Falls, ID. Holly's licenses include Series 6, 7, and 63.

Firm Information

Holly Weatherston is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Holly Weatherston’s Registration & Firm History

ID

05/30/2019 - Present

Raymond James Financial Services, Inc. (IDAHO FALLS ID)

UT

09/09/2016 - 11/09/2017

FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)

UT

11/23/2015 - 08/24/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PROVO UT)

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Licenses & Designations

BC

Issued 01/30/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/09/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2016

Series 7 - General Securities Representative Examination

BC

Issued 11/23/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Holly Ann Weatherston. Review regulatory record here.
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