Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Ann Dippert is a financial advisor with over 16 years of experience in the industry. Holly is registered with Sanctuary Advisors, LLC, and has held previous positions with LPL Financial LLC, HSBC Securities (USA) Inc., and UBS Financial Services Inc. Holly is a licensed Series 7, 9, 10, and 66 representative, as well as a Securities Industry Essentials (SIE) exam holder. Holly is a licensed advisor in North Carolina and Texas, and she is an active advisor in several other states including Arizona, Arkansas, Illinois, Michigan, Washington. Holly is dedicated to providing her clients with personalized financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
12/03/2024 - Present
Sanctuary Advisors, LLC (Charlotte NC)
SC
12/06/2013 - 12/02/2021
LPL FINANCIAL LLC (FORT MILL SC)
NY
05/12/2010 - 11/18/2013
HSBC SECURITIES (USA) INC. (DEPEW NY)
NY
12/02/2005 - 04/16/2010
UBS FINANCIAL SERVICES INC. (WILLIAMSVILLE NY)
BOTH
Issued 12/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/27/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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