Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Hatfield is a financial advisor with MML Investors Services, LLC. Holly is a registered representative in Kentucky and Maryland and has been in the industry since 2011. Holly has a Series 7, Series 10, Series 9, Series 63, Series 24, and Series 66 license. Holly provides a variety of financial services to individuals and businesses. These include financial planning, asset allocation programs, portfolio management for individuals and businesses, and pension consulting. Holly is passionate about helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
KY
01/03/2023 - Present
MML Investors Services, LLC (Lexington KY)
MD
01/05/2022 - 03/03/2022
PARK AVENUE SECURITIES LLC (CHEVY CHASE MD)
MD
06/25/2020 - 12/31/2021
PARK AVENUE SECURITIES LLC (BETHESDA MD)
VA
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (ASHBURN VA)
VA
06/14/2012 - 04/22/2016
SANDERS MORRIS HARRIS LLC (FAIRFAX VA)
KY
04/22/2010 - 09/07/2010
CHASE INVESTMENT SERVICES CORP. (LEXINGTON KY)
FL
09/28/2006 - 01/08/2009
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 12/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2013
Series 24 - General Securities Principal Examination
BC
Issued 06/25/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/30/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Holly Hatfield is the right advisor for you? Invested Better is here to help.
