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Holly Alexis Schwartz

Assetmark, Inc.

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About Holly Alexis Schwartz

Holly Alexis Schwartz is an investment advisor representative for Assetmark, Inc. and is registered with FINRA and the state of Illinois. Holly is an active member of the financial services industry and has been working in the industry since 2021. Holly has passed the Series 63, Series 65, and Series 6TO exams. Holly specializes in investment advice for high net worth individuals, corporations and charitable organizations. Holly is also affiliated with Assetmark Financial Holdings, Inc.

Firm Information

Holly Schwartz is currently registered with Assetmark, Inc.. Assetmark, Inc. is a Concord, CA-based investment advisor with approximately $1 billion - $10 billion in assets under management. The firm provides portfolio management for individuals, investment companies, and pension plans, as well as selection of other advisors and pension consulting. Assetmark serves a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and investment companies. They also offer wrap fee program participation.
Assetmark, Inc.

1655 GRANT STREET

CONCORD, CA 94520-2445

$65.62B

Assets Under Management

91,910

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Holly Schwartz’s Registration & Firm History

IL

04/11/2024 - Present

Assetmark, Inc. (Chicago IL)

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Licenses & Designations

IA

Issued 04/11/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/29/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/23/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Holly Alexis Schwartz.
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