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Holly A Spicer

Talcott Resolution Distribution Company, Inc.

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About Holly A Spicer

Holly Spicer is a financial professional with over 30 years of experience in the industry. Currently, Holly is registered with Talcott Resolution Distribution Company, Inc. and works out of their Hartford, Connecticut branch office. Holly has a strong background in financial services, having previously worked for HIMCO Distribution Services Company, Aetna Investment Services, LLC and Aetna Life Insurance and Annuity Company. Holly is a licensed Series 6, 7, 26, and 66 representative and is registered with the state of Connecticut.

Firm Information

Holly Spicer is currently registered with Talcott Resolution Distribution Company, Inc.. Talcott Resolution Distribution Company, Inc. is a Corporation formed on August 24, 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been the subject of one regulatory event disclosure and one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Holly Spicer’s Registration & Firm History

CT

09/03/2014 - Present

Talcott Resolution Distribution Company, Inc. (Hartford CT)

CT

09/10/2002 - 09/12/2014

HIMCO DISTRIBUTION SERVICES COMPANY (SIMSBURY CT)

CT

10/15/1993 - 03/14/2002

AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)

CT

01/16/1991 - 10/15/1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

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Licenses & Designations

BOTH

Issued 02/01/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/19/1993

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2001

Series 7 - General Securities Representative Examination

BC

Issued 01/15/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Holly A Spicer.
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