Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hollis? Claim Your ProfileHollis Thomas McLoughlin is a registered representative with Houlihan Lokey Capital, Inc. based in New York, NY. Hollis is currently licensed in New York. Hollis has been working in the securities industry since July 1, 2022. Hollis has passed the Series 63, Series 7, Series 79 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/15/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
07/01/2022 - 02/23/2024
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 04/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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