Unclaimed
Hollis Christopher Martin is a financial advisor with over 30 years of experience in the financial services industry. Hollis is currently registered with LPL Financial LLC and has been with the firm since December 2006. Before joining LPL Financial LLC, Hollis worked at MORGAN KEEGAN & COMPANY, INC., REGIONS INVESTMENT COMPANY, INC., FIDELITY BROKERAGE SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Hollis is licensed to provide financial advice in the states of Colorado, Illinois, Louisiana, Mississippi, Missouri, South Carolina, and Texas. Hollis holds Series 7, Series 24, Series 63, and Series 65 licenses. Hollis also holds the SIE license. Hollis is committed to providing personalized financial advice to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
03/28/2013 - Present
LPL Financial LLC (GRETNA LA)
LA
04/12/2001 - 11/22/2006
MORGAN KEEGAN & COMPANY, INC. (NEW ORLEANS LA)
AL
01/08/1998 - 04/12/2001
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
RI
02/01/1994 - 12/05/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MN
03/25/1993 - 11/09/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/25/1993 - 11/09/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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