Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hollie? Claim Your ProfileHollie Katz is a financial advisor with LPL Financial LLC. Hollie has been in the industry since May 1997, and has a wide range of experience in financial planning and portfolio management. Hollie has previously worked at firms including Truist Investment Services, Inc., BB&T Securities, LLC, Morgan Stanley, Citigroup Global Markets Inc., Schroder & Co. Inc. and ING BARING FURMAN SELZ LLC. Hollie holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/15/2021 - Present
LPL Financial LLC (RALEIGH NC)
NC
02/17/2021 - 07/15/2021
TRUIST INVESTMENT SERVICES, INC. (RALEIGH NC)
NC
09/12/2019 - 02/17/2021
BB&T SECURITIES, LLC (RALEIGH NC)
NY
06/01/2009 - 08/29/2019
MORGAN STANLEY (NEW YORK NY)
NY
05/27/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/11/1998 - 05/27/2000
SCHRODER & CO. INC. (NEW YORK NY)
NY
05/01/1997 - 12/07/1998
ING BARING FURMAN SELZ LLC (NEW YORK NY)
BC
Issued 12/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Hollie Katz is the right advisor for you? Invested Better is here to help.
