Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hollice? Claim Your ProfileHollice R Hefner is an investment advisor representative who has been in the financial services industry since July 2003. Hollice R Hefner is currently registered with Northwestern Mutual Investment Services, LLC in Lakeland, Florida. Hollice R Hefner holds the Series 6, 7, 63 and 65 securities licenses as well as the SIE. Hollice R Hefner may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
06/18/2020 - Present
Northwestern Mutual Investment Services, LLC (Lakeland FL)
IA
Issued 12/30/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Hollice Hefner is the right advisor for you? Invested Better is here to help.
