Unclaimed
Holli-lyn Ford is a financial professional with over 20 years of experience in the industry. She is currently registered with Allstate Financial Services, LLC and is a Series 6, 7, 10, 24, 63, and 65 licensed professional. Holli-lyn previously held positions with Wachovia Securities, LLC, Deutsche Bank Securities Inc., DB Alex. Brown LLC, Dean Witter Reynolds Inc., BT Alex. Brown Incorporated, and T. Rowe Price Investment Services, Inc. She is licensed in Delaware and Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
01/26/2007 - Present
Allstate Financial Services, LLC (Lincoln NE)
MD
09/12/2006 - 12/18/2006
WACHOVIA SECURITIES, LLC (BETHESDA MD)
MO
05/02/2003 - 07/27/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/13/2001 - 04/22/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
07/11/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
10/25/1999 - 06/21/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MD
07/21/1998 - 10/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
MD
10/27/1997 - 07/14/1998
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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