Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holley? Claim Your ProfileHolley Sprouse is a registered representative with Wells Fargo Advisors Financial Network, LLC. Holley has been in the industry since 1993 and has experience working with individuals and families. Holley's specializations include investment management, financial planning, pension consulting, and selection of other advisors. Holley is registered to provide investment advice in numerous states. In addition to working with Wells Fargo Advisors Financial Network, LLC, Holley also has experience working with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
UT
07/21/2022 - Present
Wells Fargo Advisors Financial Network, LLC (COTTONWOOD HEIGHTS UT)
UT
01/01/2008 - 07/21/2022
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
05/27/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SALT LAKE CITY UT)
NY
12/09/1998 - 06/14/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MO
10/07/1993 - 11/24/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
07/31/1993 - 10/19/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
05/05/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 06/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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