Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holley? Claim Your ProfileHolley Katharine Dean is a registered representative with Stifel, Nicolaus & Company, Inc. in Savannah, GA, and has been in the industry since 1982. Holley has held previous positions with STERNE, AGEE & LEACH, INC., INTERSTATE/JOHNSON LANE CORPORATION, JOHNSON, LANE, SPACE, SMITH & CO., INC., and DEAN SECURITIES. Holley's current registrations include a Series 63 and Series 65 license. Holley also holds Series 7 and SIE licenses. Holley is a registered representative for securities and investment advisory products in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/07/2015 - Present
Stifel, Nicolaus & Company, Inc. (SAVANNAH GA)
GA
10/02/1991 - 07/07/2015
STERNE, AGEE & LEACH, INC. (SAVANNAH GA)
NC
10/14/1988 - 10/08/1991
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NA
10/11/1982 - 10/14/1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
NA
02/10/1982 - 05/17/1985
DEAN SECURITIES
IA
Issued 07/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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