Unclaimed
Holland Sullivan is a financial advisor with Citigroup Global Markets Inc., registered with the state of New York. Holland has been in the financial services industry since 2005. Prior to joining Citigroup, Holland was registered with Register Financial Associates, Inc. and Griffin Securities, Inc. Holland holds Series 7, 79, 24, 65, and 66 licenses and has over 17 years of experience in the industry. Holland is also a managing member of Black Gold Productions, LLC and War Admiral LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/23/2022 - Present
Citigroup Global Markets Inc. (New York NY)
GA
05/27/2016 - 04/11/2022
REGISTER FINANCIAL ASSOCIATES, INC. (ATLANTA GA)
NY
04/01/2011 - 06/02/2014
GRIFFIN SECURITIES, INC. (NEW YORK NY)
TX
03/15/2005 - 03/31/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
IA
Issued 02/17/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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