Unclaimed
Holden James Dippel is a financial advisor with Capital Client Group, Inc., a registered investment advisor. Holden James Dippel is registered with the state of Indiana and has been in the industry since 2021. Holden James Dippel's registration is active and they offer various services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
03/26/2021 - Present
Capital Client Group, Inc. (CARMEL IN)
BOTH
Issued 03/26/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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