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Hogan Yang

UBS Securities LLC

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About Hogan Yang

Hogan Yang is a financial professional with experience in the securities industry. Hogan is currently registered with UBS Securities LLC in New York, NY. Previously, Hogan was registered with CREDIT SUISSE SECURITIES (USA) LLC and JEFFERIES LLC. Hogan has passed several industry exams including Series 63, Series 79TO, Series 86, Series 87 and SIE.

Firm Information

Hogan Yang is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hogan Yang’s Registration & Firm History

NY

11/20/2023 - Present

UBS Securities LLC (New York NY)

NY

03/31/2022 - 11/20/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

10/18/2021 - 04/15/2022

JEFFERIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/01/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/17/2021

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/30/2021

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/12/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Hogan Yang.
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