Unclaimed
Hogan Yang is a financial professional with experience in the securities industry. Hogan is currently registered with UBS Securities LLC in New York, NY. Previously, Hogan was registered with CREDIT SUISSE SECURITIES (USA) LLC and JEFFERIES LLC. Hogan has passed several industry exams including Series 63, Series 79TO, Series 86, Series 87 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/20/2023 - Present
UBS Securities LLC (New York NY)
NY
03/31/2022 - 11/20/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/18/2021 - 04/15/2022
JEFFERIES LLC (NEW YORK NY)
BC
Issued 08/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/17/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/30/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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