Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hoa (sandra)? Claim Your ProfileHoa (sandra) Truong has been in the financial services industry since August 1990. Hoa Truong is currently registered with Osaic Wealth, Inc. as an Investment Adviser Representative. Prior to joining Osaic Wealth, Inc., Hoa Truong was registered with Securities America, Inc., KMS Financial Services, Inc., Morgan Stanley DW Inc., Global Capital Securities Corporation and Chatfield Dean & Co., Inc. Hoa Truong offers a variety of financial services including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
06/14/2024 - Present
Osaic Wealth, Inc. (LYNNWOOD WA)
WA
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (LYNNWOOD WA)
WA
09/15/2005 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (LYNNWOOD WA)
NY
02/23/2001 - 08/24/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
CO
07/28/1994 - 02/22/2001
GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)
CO
11/24/1990 - 08/02/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
CO
08/09/1990 - 11/30/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 11/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/07/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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