Unclaimed
Hoa Nhon Nguyen is a financial professional with over 15 years of experience in the industry. Hoa is currently registered with Amundi Distributor US, Inc. and has held previous positions at FIDELITY BROKERAGE SERVICES LLC, JOHN HANCOCK DISTRIBUTORS LLC, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Hoa is licensed in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Hoa holds the Series 6, 7, and 63 securities licenses, as well as the SIE. Hoa is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
02/22/2019 - Present
Amundi Distributor US, Inc. (BOSTON MA)
MA
11/16/2009 - 03/07/2017
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
06/23/2009 - 09/25/2009
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
06/08/2005 - 06/09/2008
METLIFE SECURITIES INC. (BOSTON MA)
NY
06/08/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 05/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/07/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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