Unclaimed
Hiu miu Chan is a financial professional with over 6 years of experience in the industry. Hiu miu currently works at UBS Asset Management (us) Inc., where Hiu miu is registered as a broker-dealer. Prior to joining UBS Asset Management (us) Inc., Hiu miu worked at CREDIT SUISSE SECURITIES (USA) LLC, where Hiu miu was also registered as a broker-dealer and investment advisor. Hiu miu is licensed to sell securities in all 50 states, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/01/2024 - Present
UBS Asset Management (us) Inc. (New York NY)
NY
01/29/2018 - 05/01/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 02/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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