Unclaimed
Hito Seng is a financial professional with over 25 years of experience in the industry. Currently, Hito Seng is registered with American Fidelity Securities, Inc. in Oklahoma City, Oklahoma. Hito Seng's previous employers include World Group Securities, Inc., WMA Securities, Inc., BANC of America Investment Services, Inc., BA Investment Services, Inc., and Olde Discount Corporation. Hito Seng is licensed to sell securities in several states, including California, Colorado, Nevada, and Oregon. Hito Seng has passed several industry exams including the Series 6, 7, 52, 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
08/14/2003 - Present
American Fidelity Securities, Inc. (OKLAHOMA CITY OK)
GA
04/12/2002 - 06/03/2003
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
05/19/2000 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
MA
07/12/1999 - 09/15/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
11/04/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
MI
11/17/1995 - 07/07/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 11/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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