Unclaimed
Hisham Sayed Sobhy is a financial professional with over 25 years of experience in the industry. Hisham is currently registered with Oldfield Capital Group LLC. Previously, Hisham was registered with Legend Securities, Inc., Adamson Brothers Inc., Janney Montgomery Scott LLC and Josephthal & Co., Inc. Hisham is a Series 7, Series 24, Series 63, Series 79TO, Series 99TO and SIE licensed professional. Hisham is also a registered principal in California, Connecticut, District of Columbia, Florida, Maryland, New Jersey, New York, Pennsylvania, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/11/2014 - Present
Oldfield Capital Group LLC (New York NY)
PA
01/03/2003 - 01/04/2013
LEGEND SECURITIES, INC. (STROUDSBURG PA)
NJ
03/13/2001 - 01/02/2003
ADAMSON BROTHERS INC. (ROCHELLE PARK NJ)
PA
07/19/1999 - 04/11/2001
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
05/03/1995 - 07/29/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
BC
Issued 05/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/26/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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