Unclaimed
Hisham Samir Barghout is a registered representative with Ernst & Young Capital Advisors, LLC. Hisham has over 23 years of experience in the securities industry. Hisham holds Series 7, Series 63, Series 79TO and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Hisham is also registered with the state of New York and 33 other states. Hisham's previous experience includes roles at Oppenheimer & Co. Inc., Jefferies & Company, Inc., CIBC World Markets Corp. and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/06/2014 - Present
Ernst & Young Capital Advisors, LLC (New York NY)
NY
07/29/2009 - 12/17/2013
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/25/2004 - 05/01/2009
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
01/30/1997 - 11/12/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/28/1994 - 06/07/1994
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 04/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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