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Hisayo Izumo

Smbc Nikko Securities America, Inc.

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About Hisayo Izumo

Hisayo Izumo is a financial professional with over 30 years of experience in the industry. Hisayo is currently registered with Smbc Nikko Securities America, Inc. in New York, NY and is licensed in 51 states. Prior to her current role, Hisayo was registered with HSBC Securities (USA) Inc. and James Capel Incorporated. Hisayo is a Series 7, Series 24, and Series 63 licensed professional.

Firm Information

Hisayo Izumo is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hisayo Izumo’s Registration & Firm History

NY

02/10/2011 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

01/01/1996 - 04/29/2009

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NA

03/20/1990 - 01/01/1996

JAMES CAPEL INCORPORATED

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Licenses & Designations

BC

Issued 11/23/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Hisayo Izumo.
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