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Hisashi Abo

Smbc Nikko Securities America, Inc.

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About Hisashi Abo

Hisashi Abo is a registered representative of Smbc Nikko Securities America, Inc., located in New York, NY. Hisashi has been in the securities industry for over 3 years. He holds Series 79TO, SIE, Series 63 and Series 24 licenses. Hisashi is registered with the state of New York and 50 other states.

Firm Information

Hisashi Abo is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hisashi Abo’s Registration & Firm History

NY

09/11/2020 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/24/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/2023

Series 24 - General Securities Principal Examination

BC

Issued 09/11/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/09/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hisashi Abo.
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