Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hiroyuki? Claim Your ProfileHiroyuki Omiya is a financial advisor with Daiwa Capital Markets America Inc. Hiroyuki has been in the industry since 1999 and has a wide range of experience. Hiroyuki has a variety of certifications including Series 7, Series 24, and Series 57TO. Hiroyuki has worked at MIZUHO SECURITIES USA INC., MITSUBISHI UFJ SECURITIES (USA), INC., and NOMURA SECURITIES INTERNATIONAL, INC. Hiroyuki is registered with the state of New York, Connecticut, and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/02/2012 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
08/05/2010 - 12/21/2011
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
05/31/2006 - 07/20/2010
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
06/23/1998 - 01/04/2006
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 07/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 05/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/31/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Hiroyuki Omiya is the right advisor for you? Invested Better is here to help.
