Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hiroto? Claim Your ProfileHiroto Hayashi is a registered investment advisor representative associated with Citigroup Global Markets Inc. Hiroto Hayashi has been working in the securities industry since September 24, 2001. Hiroto Hayashi has passed the following exams: Series 63, Series 65, Series 7 and SIE. Hiroto Hayashi is currently registered in 21 states. Hiroto Hayashi has prior experience with J.P. MORGAN SECURITIES LLC and UBS FINANCIAL SERVICES INC. Hiroto Hayashi is licensed to provide investment advice to individuals, corporations, high-net-worth individuals, charitable organizations, pension and profit-sharing plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/01/2014 - Present
Citigroup Global Markets Inc. (Rolling Hills Estates CA)
CA
09/15/2006 - 04/24/2014
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
04/30/2003 - 09/26/2006
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
NY
09/24/2001 - 04/28/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 11/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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