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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hiroshi? Claim Your ProfileHiroshi Mizutani is a financial advisor in Pasadena, California. Hiroshi has been in the industry for 21 years and is registered with Western International Securities, Inc.. Hiroshi has been with Western International Securities, Inc. since 2015. Before that, Hiroshi worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc.. Hiroshi provides financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Hiroshi is also registered as an investment advisor representative in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/17/2015 - Present
Western International Securities, Inc. (PASADENA CA)
CA
10/01/2007 - 07/20/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
NY
05/29/2007 - 09/10/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/10/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
11/27/2002 - 12/16/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/11/1999 - 10/18/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 12/26/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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