Unclaimed
Hiroshi Inoue is a securities professional with over 20 years of experience in the industry. He is currently registered with Smbc Nikko Securities America, Inc. and holds the Series 3, 7, 24, and SIE licenses. Previously, Hiroshi held positions at Citigroup Global Markets Inc. and The Nikko Securities Co. International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/30/2011 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
11/09/1999 - 10/27/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/18/1999 - 10/07/1999
THE NIKKO SECURITIES CO. INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 05/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/17/1990
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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