Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hironori? Claim Your ProfileHironori Oka is a registered representative with Daiwa Capital Markets America Inc. based in New York, NY. Hironori has been in the securities industry since 2009. Hironori Oka is a General Securities Principal and holds FINRA Series 7, 79, and SIE licenses. Hironori Oka is also a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/01/2021 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
09/22/2009 - 07/07/2021
DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)
BC
Issued 12/14/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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