Invested Better
Unclaimed

Unclaimed

Unclaimed

Hironao Taketomi

Mizuho Securities USA LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Hironao? Claim Your Profile

About Hironao Taketomi

Hironao Taketomi is a securities professional with over 5 years of experience in the financial industry. Hironao is currently registered with Mizuho Securities USA LLC and holds the Series 7, Series 57, and Series 63 licenses. Hironao also passed the Securities Industry Essentials (SIE) exam. Hironao is registered in multiple states across the United States.

Firm Information

Hironao Taketomi is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Hironao Taketomi’s Registration & Firm History

NY

04/27/2018 - Present

Mizuho Securities USA LLC (NEW YORK NY)

Not sure if Hironao Taketomi is right for you?

Licenses & Designations

BC

Issued 06/01/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2018

Series 57 - Securities Trader Exam

BC

Issued 04/27/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Hironao Taketomi.
Not sure if Hironao Taketomi is right for you?