Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hiromi? Claim Your ProfileHiromi Sato is a registered representative with Smbc Nikko Securities America, Inc. based in New York, NY. Hiromi is a licensed securities professional with several years of experience in the financial industry. Hiromi holds various securities licenses including Series 7, 63, 24, 79, 57, and 87.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/12/2017 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 08/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2018
Series 24 - General Securities Principal Examination
BC
Issued 11/29/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/05/2018
Series 57 - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/12/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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