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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hiromi? Claim Your ProfileHiromi Hanamura is a financial advisor currently working with UBS Financial Services Inc. Hanamura has been working in the financial services industry for over 20 years and has a strong background in investment advising and brokerage services. Hanamura is registered in several states, including Florida, Texas and others, and has held various positions in the industry, including roles with Morgan Stanley and Citigroup Global Markets Inc. Hanamura specializes in providing financial planning, portfolio management and other investment advisory services to individuals, corporations and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
11/24/2015 - Present
UBS Financial Services Inc. (FT. LAUDERDALE FL)
FL
06/01/2009 - 11/26/2013
MORGAN STANLEY (CORAL GABLE FL)
FL
11/15/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORAL GABLES FL)
NJ
06/16/1999 - 10/04/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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