Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hirokazu? Claim Your ProfileHirokazu Nihei is a financial professional with over a decade of experience in the securities industry. Currently, Hirokazu Nihei is a registered representative with Credit Agricole Securities (usa) Inc. and is licensed to provide securities and investment advisory services in several states. Before joining Credit Agricole Securities (usa) Inc. Hirokazu Nihei worked at WELLS FARGO SECURITIES, LLC and DEUTSCHE BANK SECURITIES INC.. Hirokazu Nihei holds several industry licenses, including Series 3, 7, 63, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/20/2022 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
10/12/2016 - 05/03/2022
WELLS FARGO SECURITIES, LLC (New York NY)
NY
12/09/2009 - 09/01/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 12/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/09/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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